Regulatory Compliance

Our comprehensive regulatory compliance framework ensures adherence to global financial regulations while maintaining the highest standards of security and transparency.

Compliance Frameworks

Our platform adheres to the most stringent regulatory requirements across multiple jurisdictions

MiCA Compliance

Full compliance with EU Markets in Crypto-Assets regulation

Crypto Asset Service Provider (CASP) authorization
Detailed white paper publication requirements
Asset segregation and custody standards
Ongoing regulatory reporting obligations

KYC/AML Procedures

Comprehensive Know Your Customer and Anti-Money Laundering protocols

Customer due diligence verification
Enhanced due diligence for high-risk customers
Ongoing monitoring and reporting
Suspicious activity reporting (SAR) procedures

Data Protection

GDPR and international data protection compliance

Data minimization and purpose limitation
Consent management and user rights
Data portability and right to erasure
Privacy by design implementation

Security Standards

Industry-leading security and audit compliance

SOC 2 Type II certification
ISO 27001 information security management
Regular penetration testing
Multi-factor authentication requirements

Global Regulatory Compliance

We maintain compliance across multiple jurisdictions to serve our global customer base

European Union

MiCA Regulation

Fully Compliant
Markets in Crypto-Assets Regulation compliance
Payment Services Directive 2 (PSD2) integration
General Data Protection Regulation (GDPR) compliance
Anti-Money Laundering Directive 5 (AMLD5) implementation

United States

Federal & State Regulations

Compliant
Bank Secrecy Act (BSA) compliance
FinCEN Money Services Business registration
State-level money transmitter licenses
Securities and Exchange Commission guidelines

United Kingdom

FCA Regulations

Compliant
Financial Conduct Authority registration
Money Laundering Regulations 2017
Payment Services Regulations 2017
UK GDPR compliance

Regulatory Reporting & Monitoring

Advanced systems for regulatory compliance monitoring and automated reporting

Transaction Monitoring

Real-time monitoring and reporting of all platform transactions

Automated suspicious activity detection
Real-time transaction analysis
Regulatory threshold monitoring
Cross-border transaction reporting

Audit Trails

Comprehensive audit logging for regulatory examinations

Immutable transaction records
User activity logging
System access monitoring
Compliance event tracking

Regulatory Reporting

Automated generation of required regulatory reports

MiCA compliance reporting
Financial intelligence unit reporting
Cross-jurisdictional filing
Real-time regulatory notifications

Risk Management Framework

Comprehensive risk assessment and mitigation strategies across all operational areas

Operational Risk

Business continuity planning
Disaster recovery procedures
Operational resilience framework
Third-party risk management

Financial Risk

Liquidity risk monitoring
Market risk assessment
Credit risk evaluation
Capital adequacy requirements

Technology Risk

Cybersecurity framework
Data integrity controls
System availability monitoring
Technology governance

Compliance Risk

Regulatory change management
Compliance monitoring systems
Risk assessment procedures
Remediation processes

Compliance Documentation

Access our comprehensive compliance documentation and policies

Anti-Money Laundering Policy

Policy Document

24 pages

Data Protection & Privacy Policy

Policy Document

18 pages

Risk Management Framework

Framework Document

32 pages

KYC Procedures Manual

Procedure Manual

28 pages

Incident Response Plan

Response Plan

16 pages

Business Continuity Plan

Continuity Plan

22 pages

Compliance & Legal Support

Have questions about our compliance procedures or need assistance with regulatory requirements? Our compliance team is here to help.

Contact Compliance TeamView Documentation