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Regulatory Compliance

Comprehensive compliance framework ensuring regulatory adherence and customer protection in asset tokenization.

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Last updated: January 15, 2025

Compliance Framework

01

MiCA Compliance

  • Markets in Crypto-Assets awareness for relevant projects
  • Guidance for crypto-asset product design (not a CASP authorization claim)
  • Consumer protection measures in scoped work
  • Market abuse risk awareness
02

AML/KYC Procedures

  • AML/KYC support where the client engagement requires it
  • Know Your Customer process design when scoped
  • Customer Due Diligence workflows when scoped
  • Suspicious activity handling guidance
03

Data Protection

  • GDPR-aware handling of personal data
  • Data minimization principles
  • Privacy by design in product work
  • Support for data subject rights requests
04

Financial Regulations

  • Client projects reviewed against applicable securities rules
  • We do not claim financial services authorization we do not hold
  • Investor-protection guidance when relevant to the engagement
  • Market conduct awareness in product design
05

Audit & Reporting

  • Internal compliance reviews on request
  • Regulatory reporting support for clients when scoped
  • Third-party assessments when the client commissions them
  • Monitoring aligned to the engagement
06

International Standards

  • Cross-border delivery coordination
  • Regulatory awareness across EU markets
  • Clear disclosure of our company status
  • Adoption of practical industry guidance
07

Security Standards

  • Secure development and access control
  • Secrets and key hygiene
  • Cybersecurity frameworks as guidance
  • Incident response procedures
08

Quality Assurance

  • Documented delivery processes
  • Process documentation
  • Staff training programs
  • Continuous improvement

Practices & disclosure

No fake certifications

We do not claim ISO 27001, SOC 2, PCI DSS, or similar certifications unless we can show a valid certificate. Ask us what we actually hold.

GDPR-aware operations

We handle personal data with GDPR principles in mind — minimization, purpose limitation, and clear contact paths for privacy questions.

MiCA readiness (where relevant)

For crypto-related product work we track MiCA requirements. That is readiness for project design — not a claim that Bloklab holds a CASP authorization.

Compliance Principles

Transparency

We maintain clear, open communication about our compliance practices and regulatory status.

Accountability

We take full responsibility for our compliance obligations and maintain robust governance structures.

Continuous Improvement

We regularly review and enhance our compliance framework to meet evolving regulatory requirements.

Customer Protection

We prioritize the protection of our customers' interests and maintain the highest standards of service.

Continuous Monitoring

Our compliance framework includes continuous monitoring systems that ensure ongoing adherence to regulatory requirements and internal policies. We conduct regular assessments and audits to maintain the highest standards of compliance.

For questions about our compliance practices or to report compliance concerns, please contact our compliance team at [email protected]

Related Legal Documents

01Privacy Policy02Terms of Service03License Agreement

Questions About This Policy?

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